Anatomy of a Controversy
Anatoly F. Dobrynin's Meeting
With Robert F. Kennedy,
Saturday, 27 October 1962

Reproduced with permission from

THE COLD WAR INTERNATIONAL
HISTORY PROJECT BULLETIN
Issue 5, Spring 1995

by Jim Hershberg

If the Cuban Missile Crisis was the most dangerous passage of the Cold War, the most dangerous moment of the Cuban Missile Crisis was the evening of Saturday, 27 October 1962, when the resolution of the crisis—war or peace—appeared to hang in the balance. While Soviet ships had not attempted to break the U.S naval blockade of Cuba, Soviet nuclear missile bases remained on the island and were rapidly becoming operational, and pressure on President Kennedy to order an air strike or invasion was mounting, especially after an American l -2 reconnaissance plane was shot down over Cuba that Saturday afternoon and its pilot killed. Hopes that a satisfactory resolution to the crisis could be reached between Washington and Moscow had dimmed, moreover, when a letter from Soviet leader Nikita S. Khrushchev arrived Saturday morning demanding that the United States agree to remove its Jupiter missiles from Turkey in exchange for a Soviet removal of missiles from Cuba. The letter struck U.S. officials as an ominous hardening of the Soviet position from the previous day's letter from Khrushchev, which had omitted any mention of American missiles in Turkey but had instead implied that Washington's pledge not to invade Cuba would be sufficient to obviate the need for Soviet nuclear protection of Castro's revolution.

On Saturday evening, after a day of tense discussions within the "ExComm" or Executive Committee of senior advisers, President Kennedy decided on a dual strategy—a formal letter to Khrushchev accepting the implicit terms of his October 26 letter (a U.S. non-invasion pledge in exchange for the verifiable departure of Soviet nuclear missiles), coupled with private assurances to Khrushchev that the United States would speedily take out its missiles from Turkey, but only on the basis of a secret understanding, not as an open agreement that would appear to the public, and to NATO allies, as a concession to blackmail. The U.S. president elected to transmit this sensitive message through his brother, Attorney General Robert F. Kennedy, who met in his office at the Justice Department with Soviet ambassador Anatoly Dobrynin.

That meeting has long been recognized as a turning point in the crisis, but several aspects of it have been shrouded in mystery and confusion. One concerned the issue of the Jupiter missiles in Turkey: U.S. officials maintained that neither John nor Robert Kennedy promised to withdraw the Jupiters as a quid pro quo, or concession, in exchange for the removal of the Soviet missiles from Cuba, or as part of an explicit agreement, deal, or pledge, but had merely informed Dobrynin that Kennedy had planned to take out the American missiles in any event. This was the version of events depicted in the first published account of the RFK-Dobrynin meeting by one of the participants, in Robert F. Kennedy's Thirteen Days: A Memoir at the Cuban Missile Crisis, posthumously published in 1969, a year after he was assassinated while seeking the Democratic nomination for president. While Thirteen Days depicted RFK as rejecting any firm agreement to withdraw the Jupiters, this was also the first public indication that the issue had even been privately discussed.

With Dobrynin obviously unable to publish his own version—he remained Moscow's ambassador in Washington until 1986, and Soviet diplomats were not in the habit of publishing tell-all exposés prior to glasnost—the first important Soviet account of the event to emerge was contained in the tape-recorded memoirs of deposed Soviet leader Nikita Khrushchev, which were smuggled to the West and published in 1970 (after Khrushchev's death, additional installments saw print in the West in 1974 and 1990). The account of the RFK-Dobrynin meeting in Khrushchev Remembers, in the form of a paraphrase from memory of Dobrynin's report, did not directly touch upon the secret discussions concerning the Jupiters, but did raise eyebrows with its claim that Robert F. Kennedy had fretted to Dobrynin that if his brother did not approve an attack on Cuba soon, the American military might overthrow him and seize power." The second volume of Khrushchev's memoirs (Khrushchev Remembers: The Last Testament), published posthumously in 1974, touched only briefly on the Robert Kennedy-Dobrynin meeting, but included the flat statement (on p. 512) that "President Kennedy said that in exchange for the withdrawl of our missiles, he would remove American missiles from Turkey and Italy," although he described this "pledge" as "symbolic" since the rockets "were already obsolete."

Over the years, many scholars of the Cuban Missile Crisis came strongly to suspect that Robert Kennedy had, in fact, relayed a pledge from his brother to take out the Jupiters from Turkey in exchange for the Soviet removal of nuclear missiles from Cuba, so long as Moscow kept the swap secret; yet senior former Kennedy Administration officials, such as then-National Security Advisor McGeorge Bundy and then-Secretary of State Dean Rusk, continued to insist that RFK had passed on no more than an informal assurance rather than an explicit promise or agreement.

The first authoritative admission on the U.S. side that the Jupiters had actually been part of a "deal" came at a conference in Moscow in January 1989, after glasnost had led Soviet (and then Cuban) former officials to participate in international scholarly efforts to reconstruct and assess the history of the crisis. At that meeting, former Kennedy speechwriter Theodore Sorensen (and the uncredited editor of Thirteen Days) admitted, after prodding from Dobrynin, that he had taken it upon himself to edit out a "very explicit" reference to the inclusion of the Jupiters in the final deal to settle the crisis.

Now Dobrynin's original, contemporaneous, and dramatic cable of the meeting, alluded to in some accounts by Soviets (such as Anatoly Gromyko, son of the late foreign minister) with special access, has been declassified and is available at the archives of the Russian Foreign Ministry. It is reprinted in translation below, along with relevant excerpts from the other publications mentioned above. The Dobrynin cable's first publication in English, a copy obtained by the Japanese television network NHK, came last year in an appendix to We AII Lost the Cold War, a study by Richard Ned Lebow and Janice Stein, whose commentary is also excerpted.

* * * * *

Robert F. Kennedy's (edited) Description

I telephoned Ambassador Dobrynin about 7:15 P.M. and asked him to come to the Department of Justice. We met in my office at 7:45. I told him first that we knew that work was continuing on the missile bases in Cuba and that in the last few days it had been expedited. I said that in the last few hours we had learned that our reconnaissance planes flying over Cuba had been fired upon and that one of our U-2s had been shot down and the pilot killed. That for us was a most serious turn of events.

President Kennedy did not want a military conflict. He had done everything possible to avoid a military engagement with Cuba and with the Soviet Union, but now they had forced our hand. Because of the deception of the Soviet Union, our photographic reconnaissance planes would have to continue to fly over Cuba, and if the Cubans or Soviets shot at these planes, then we would have to shoot back. This would inevitably lead to further incidents and to escalation of the conflict, the implications of which were very grave indeed.

He said the Cubans resented the fact that we were violating Cuban air space. I replied that if we had not violated Cuban air space, we would still be believing what Khrushchev had said— that there would be no missiles placed in Cuba. In any case, I said, this matter was far more serious than the air space of Cuba—it involved the peoples of both of our countries and, in fact, people all over the globe.

The Soviet Union had secretly established missile bases in Cuba while at the same time proclaiming privately and publicly that this would never be done. We had to have a commitment by tomorrow that those bases would be removed. I was not giving them an ultimatum but a statement of fact. He should understand that if they did not remove those bases, we would remove them. President Kennedy had great respect for the Ambassador's country and the courage of its people. Perhaps his country might feel it necessary to take retaliatory action; but before that was over, there would be not only dead Americans but dead Russians as well.

He asked me what offer the United States was making, and I told him of the letter that President Kennedy had just transmitted to Khrushchev. He raised the question of our removing the missiles from Turkey. I said that there could be no quid pro quo or any arrangement made under this kind of threat or pressure and that in the last analysis this was a decision that would have to be made by NATO. However, I said, President Kennedy had been anxious to remove those missiles from Italy and Turkey for a long period of time. He had ordered their removal some time ago, and it was our judgment that, within a short time after this crisis was over, those missiles would be gone.

I said President Kennedy wished to have peaceful relations between our two countries. He wished to resolve the problems that confronted us in Europe and Southeast Asia. He wished to move forward on the control of nuclear weapons. However, we could make progress on these matters only when the crisis was behind us. Time was running out. We had only a few more hours—we needed an answer immediately from the Soviet Union. I said we must have it the next day.

I returned to the White House....

[Robert F. Kennedy, Thirteen Days: A Memoir of the Cuban Missile Crisis (New York: New American Library, 1969), 107-109.]


* * * * *

Khrushchev's Description

The climax came after five or six days, when our ambassador to Washington, Anatoly Dobrynin, reported that the President's brother, Robert Kennedy, had come to see him on an unofficial visit. Dobrynin's report went something like this:

"Robert Kennedy looked exhausted. One could see from his eyes that he had not slept for days. He himself said that he had not been home for six days and nights. 'The President is in a grave situation,' Robert Kennedy said, 'and does not know how to get out of it. We are under very severe stress. In fact we are under pressure from our military to use force against Cuba. Probably at this very moment the President is sitting down to write a message to Chairman Khrushchev. We want to ask you, Mr. Dobrynin, to pass President Kennedy's message to Chairman Khrushchev through unofficial channels. President Kennedy implores Chairman Khrushchev to accept his offer and to take into consideration the peculiarities of the American system. Even though the President himself is very much against starting a war over Cuba, an irreversible chain of events could occur against his will. That is why the President is appealing directly to Chairman Khrushchev for his help in liquidating this conflict. If the situation continues much longer, the President is not sure that the military will not overthrow him and seize power. The American army could get out of control."'

[Khrushchev Remembers, intro., commentary, and notes by Edward Crankshaw, trans. and ed. by Strobe Talbott (Boston: Little, Brown, 1970; citation from paperback edition, New York: Bantam, 1971), pp. 551-52]


* * * * *

Sorensen's "Confession":

...the president [Kennedy] recognized that, for Chairman Khrushchev to withdraw the missiles from Cuba, it would be undoubtedly helpful to him if he could say at the same time to his colleagues on the Presidium, "And we have been assured that the missiles will be coming out of Turkey." And so, after the ExComm meeting [on the evening of 27 October 1962], as I'm sure almost all of you know, a small group met in President Kennedy's office, and he instructed Robert Kennedy—at the suggestion of Secretary of State [Dean] Rusk—to deliver the letter to Ambassador Dobrynin for referral to Chairman Khrushchev, but to add orally what was not in the letter: that the missiles would come out of Turkey.

Ambassador Dobrynin felt that Robert Kennedy's book did not adequately express that the "deal" on the Turkish missiles was part of the resolution of the crisis. And here I have a confession to make to my colleagues on the American side, as well as to others who are present. I was the editor of Robert Kennedy's book. It was, in fact, a diary of those thirteen days. And his diary was very explicit that this was part of the deal; but at that time it was still a secret even on the American side, except for the six of us who had been present at that meeting. So I took it upon myself to edit that out of his diaries, and that is why the Ambassador is somewhat justified in saying that the diaries are not as explicit as his conversation.

[Sorensen comments, in Bruce J. Allyn, James G. Blight, and David A. Welch, eds., Back to the Brink: Proceedings of the Moscow Conference on the Cuban Missile Crisis, January 27-28, 1989 (Lanham, MD: University Press of America, 1992), pp. 92-93]


* * * * *

Accounts of Former U.S. Officials:


McGeorge Bundy:

... Later [on Saturday], accepting a proposal from Dean Rusk, [John F.] Kennedy instructed his
brother to tell Ambassador Dobrynin that while there could be no bargain over the missiles that had been supplied to Turkey, the president himself was determined to have them removed and would attend to the matter once the present crisis was resolved—as long as no one in Moscow called that action part of a bargain. [p. 406]

...The other part of the oral message [to Dobrynin] was proposed by Dean Rusk: that we should tell Khrushchev that while there could be no deal over the Turkish missiles, the president was determined to get them out and would do so once the Cuban crisis was resolved. The proposal was quickly supported by the rest of us [in addition to Bundy and Rusk, those present included President Kennedy, McNamara, RFK, George Ball, Roswell Gilpatrick, Llewellyn Thompson, and Theodore Sorensen]. Concerned as we all were by the cost of a public bargain struck under pressure at the apparent expense of the Turks, and aware as we were from the day's discussion that for some, even in our own closest councils, even this unilateral private assurance might appear to betray an ally, we agreed without hesitation that no one not in the room was to be informed of this additional message. Robert Kennedy was instructed to make it plain to Dobrynin that the same secrecy must be observed on the other side, and that any Soviet reference to our assurance would simply make it null and void. [pp. 432-441

.. There was no leak. As far as I know, none of the nine of us told anyone else what had happened. We denied in every forum that there was any deal, and in the narrowest sense what we said was usually true, as far as it went. When the orders were passed that the Jupiters must come out, we gave the plausible and accurate—if incomplete—explanation that the missile crisis had convinced the president once and for all that he did not want those missiles there.... [p. 434]

[from McGeorge Bundy, Danger and Survival: Choices About the Bomb in the First Fifty Years (New York: Random House, 1988]
 

Dean Rusk:

Even though Soviet ships had turned around, time was running out. We made this very clear to Khrushchev. Earlier in the week Bobby Kennedy told Ambassador Dobrynin that if the missile were not withdrawn immediately, the crisis would move into a different and dangerous military phase. In his book Khrushchev Remembers, Khrushchev states that Robert Kennedy told Dobrynin that the military might take over. Khrushchev either genuinely misunderstood or deliberately misused Bobby's statement. Obviously there was never any threat of a military takeover in this country. We wondered about Khrushchev's situation, even whether some Soviet general or member of the Politburo would put a pistol to Khrushchev's head and say, "Mr. Chairman, launch those missiles or we'll blow your head off!"

...In framing a response [to Khrushchev's second letter of Saturday, October 27], the president, Bundy, McNamara, Bobby Kennedy, and I met in the Oval Office, where after some discussion I suggested that since the Jupiters in Turkey were coming out in any event, we should inform the Russians of this so that this irrelevant question would not complicate the solution of the missile sites in Cuba. We agreed that Bobby should inform Ambassador Dobrynin orally. Shortly after we returned to our offices, I telephoned Bobby to underline that he should pass this along to Dobrynin only as information, not a public pledge. Bobby told me that he was then sitting with Dobrynin and had already talked with him. Bobby later told me that Dobrynin called this message "very important information."

[Dean Rusk as told to Richard Rusk, As I Saw It (New York: Norton & Co., 1990), pp. 238-240]


* * * * *

Dobrynin's Cable to the Soviet Foreign
Ministry, 27 October 1962:

TOP SECRET Making Copies Prohibited Copy No. I

CIPHERED TELEGRAM

Late tonight R. Kennedy invited me to come see him. We talked alone.

The Cuban crisis, R. Kennedy began, continues to quickly worsen. We have just received a report that an unarmed American plane was shot down while carrying out a reconnaissance flight over Cuba. The military is demanding that the President arm such planes and respond to fire with fire. The USA government will have to do this.

I interrupted R. Kennedy and asked him, what right American planes had to fly over Cuba at all, crudely violating its sovereignty and accepted international norms? How would the USA have reacted if foreign planes appeared over its territory?

"We have a resolution of the Organization of American states that gives us the right to such overflights," R. Kennedy quickly replied.

I told him that the Soviet Union, like all peace-loving countries, resolutely rejects such a "right" or, to be more exact, this kind of true lawlessness, when people who don't like the social-political situation in a country try to impose their will on it—a small state where the people themselves established and maintained [their system]. "The OAS resolution is a direct violation of the UN Charter," I added, "and you, as the Attorney General of the USA, the highest American legal entity, should certainly know that."

R. Kennedy said that he realized that we had different approaches to these problems and it was not likely that we could convince each other. But now the matter is not in these differences, since time is of the essence. "I want," R. Kennedy stressed, "to lay out the current alarming situation the way the president sees it. He wants N.S. Khrushchev to know this. This is the thrust of the situation now."

"Because of the plane that was shot down, there is now strong pressure on the president to give an order to respond with fire if fired upon when American reconnaissance planes are flying over Cuba. The USA can't stop these flights, because this is the only way we can quickly get information about the state of construction of the missile bases in Cuba, which we believe pose a very serious threat to our national security. But if we start to fire in response—a chain reaction will quickly start that will be very hard to stop. The same thing in regard to the essence of the issue of the missile bases in Cuba. The USA government is determined to get rid of those bases—up to. in the extreme case, of bombing them, since, I repeat, they pose a great threat to the security of the USA. But in response to the bombing of these bases, in the course of which Soviet specialists might suffer, the Soviet government will undoubtedly respond with the same against us, somewhere in Europe. A real war will begin, in which millions of Americans and Russians will die. We want to avoid that any way we can, I'm sure that the government of the USSR has the same wish. However, taking time to find a way out [of the situation] is very risky (here R. Kennedy mentioned as if in passing that there are many unreasonable heads among the generals, and not only among the generals, who are itching for a fight'). The situation might get out of control, with irreversible consequences."

"In this regard," R. Kennedy said,' the president considers that a suitable basis for regulating the entire Cuban conflict might be the letter N.S. Khrushchev sent on October.26 and the letter in response from the President. which was sent off today to N.S. Khrushchev through the US Embassy in Moscow. The most important thing for us,' R. Kennedy stressed, "is to get as soon as possible the agreement of the Soviet government to halt further work on the construction of the missile bases in Cuba and take measures under international control that would make it impossible to use these weapons. In exchange the government of the USA is ready, in addition to repealing all measures on the "quarantine," to give the assurances that there will not be any invasion of Cuba and that other countries of the Western Hemisphere are ready to give the same assurances—the US government is certain of this."

"And what about Turkey?" I asked R. Kennedy.

"If that is the only obstacle to achieving the regulation I mentioned earlier, then the president doesn't see any unsurmountable difficulties in resolving this issue," replied R. Kennedy. "The greatest difficulty for the president is the public discussion of the issue of Turkey. Formally the deployment of missile bases in Turkey was done by a special decision of the NATO Council. To announce now a unilateral decision by the president of the USA to withdraw missile bases from Turkey—this would damage the entire structure of NATO and the US position as the leader of NATO, where, as the Soviet government knows very well, there are many arguments. In short. if such a decision were announced now it would seriously tear apart NATO."

"However, President Kennedy is ready to come to agree on that question with N.S. Khrushchev, too. I think that in order to withdraw these bases from Turkey," R. Kennedy said, 'we need 4-5 months. This is the minimal amount of time necessary for the US government to do this, taking into account the procedures that exist within the NATO framework. On the whole Turkey issue," R. Kennedy added, "if Premier N.S. Khrushchev agrees with what I've said, we can continue to exchange opinions between him and the president, using him, R. Kennedy and the Soviet ambassador. ''However, the president can't say anything public in this regard about Turkey," R. Kennedy said again. R. Kennedy then warned that his comments about Turkey are extremely confidential; besides him and his brother, only 2-3 people know about it in Washington.

"That's all that he asked me to pass on to N.S. Khrushchev," R. Kennedy said in conclusion. "The president also asked N.S. Khrushchev to give him an answer (through the Soviet ambassador and R. Kennedy) if possible within the next day (Sunday) on these thoughts in order to have a business-like, clear answer in principle. [He asked him] not to get into a wordy discussion, which might drag things out. The current serious situation, unfortunately, is such that there is very little time to resolve this whole issue. Unfortunately, events are developing too quickly. The request for a reply tomorrow," stressed R. Kennedy, "is just that—a request, and not an ultimatum. The president hopes that the head of the Soviet government will understand him correctly."

I noted that it went without saying that the Soviet government would not accept any ultimatums and it was good that the American government realized that. I also reminded him of N.S. Khrushchev's appeal in his last letter to the president to demonstrate state wisdom in resolving this question. Then I told R. Kennedy that the president's thoughts would be brought to the attention of the head of the Soviet government. I also said that I would contact him as soon as there was a reply. In this regard, R. Kennedy gave me a number of a direct telephone line to the White House.

In the course of the conversation, R. Kennedy noted that he knew about the conversation that television commentator Scali had yesterday with an Embassy adviser on possible ways to regulate the Cuban conflict [one-and-a-half lines whited out]

I should say that during our meeting R. Kennedy was very upset; in any case, I've never seen him like this before. True, about twice he tried to return to the topic of "deception," (that he talked about so persistently during our previous meeting), but he did so in passing and without any edge to it. He didn't even try to get into fights on various subjects, as he usually does, and only persistently returned to one topic: time is of the essence and we shouldn't miss the chance.

After meeting with me he immediately went to see the president, with whom, as R. Kennedy said, he spends almost all his time now.

27/X-62 A. DOBRYNIN

[Source: Russian Foreign Ministry archives, translation from copy provided by NHK, in Richard Ned Lebow and Janice Gross Stein, We All Lost the Cold War (Princeton, NJ: Princeton University Press, 1994), appendix, pp. 523-526, with minor revisions.]


*****

Lebow and Stein comment,
We All Lost the Cold War (excerpt):

The cable testifies to the concern of John and Robert Kennedy that military action would trigger runaway escalation. Robert Kennedy told Dobrynin of his government's determination to ensure the removal of the Soviet missiles in Cuba, and his belief that the Soviet Union "will undoubtedly respond with the same against us, somewhere in Europe." Such an admission seems illogical if the administration was using the threat of force to compel the Soviet Union to withdraw its missiles from Cuba. It significantly raised the expected cost to the United States of an attack against the missiles. thereby weakening the credibility of the American threat. To maintain or enhance that credibility, Kennedy would have had to discount the probability of Soviet retaliation to Dobrynin. That nobody in the government was certain of Khrushchev's response makes Kennedy's statement all the more remarkable.

It is possible that Dobrynin misquoted Robert Kennedy. However, the Soviet ambassador was a careful and responsible diplomat. At the very least, Kennedy suggested that he thought that Soviet retaliation was likely. Such an admission was still damaging to compellence. It seems likely that Kennedy was trying to establish the basis for a more cooperative approach to crisis resolution. His brother, he made clear, was under enormous pressure from a coterie of generals and civilian officials who were "itching for a fight." This also was a remarkable admission for the attorney general to make. The pressure on the president to attack Cuba, as Kennedy explained at the beginning of the meeting, had been greatly intensified by the destruction of an unarmed American reconnaissance plane. The president did not want to use force, in part because he recognized the terrible consequences of escalation, and was therefore requesting Soviet assistance to make it unnecessary.

This interpretation is supported by the president's willingness to remove the Jupiter missiles as a quid pro quo for the withdrawal of missiles in Cuba, and his brother's frank confession that the only obstacle to dismantling the Jupiters were political. "Public discussion" of a missile exchange would damage the United States' position in NATO. For this reason, Kennedy revealed, "besides himself and his brother, only 2-3 people know about it in Washington." Khrushchev would have to cooperate with the administration to keep the American concession a secret.

Most extraordinary of all is the apparent agreement between Dobrynin and Kennedy to treat Kennedy's de facto ultimatum as "a request, and not an ultimatum." This was a deliberate attempt to defuse as much as possible the hostility that Kennedy's request for an answer by the next day was likely to provoke in Moscow. So too was Dobrynin's next sentence: "I noted that it went without saying that the Soviet government would not accept any ultimatum and it was good that the American government realized that."

Prior meetings between Dobrynin and Kennedy had sometimes degenerated into shouting matches. On this occasion, Dobrynin indicates, the attorney general kept his emotions in check and took the ambassador into his confidence in an attempt to cooperate on the resolution of the crisis. This two-pronged strategy succeeded where compellence alone might have failed. It gave Khrushchev positive incentives to remove the Soviet missiles and reduced the emotional cost to him of the withdrawal. He responded as Kennedy and Dobrynin had hoped.